Sec Division Of Examinations 2024 Priorities. The securities and exchange commission (sec)’s division of examinations (division) announced its 2024 examination priorities (exam priorities) in october. The securities and exchange commission’s division of examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the division plans to focus on in the upcoming year.

This year’s examinations will prioritize perennial and emerging risk areas, such as fiduciary duty, standards of conduct, cybersecurity, and artificial intelligence. On october 21, 2024, the u.s.